Raiford Cohen Cockfield III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raiford Cohen Cockfield III ( ), a licensed former licensee with CE reference APM165. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-30 | 2009-03-24 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-30 | 2009-03-24 |