Raiford Cohen Cockfield III

CE No. APM165 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raiford Cohen Cockfield III (), a licensed former licensee with CE reference APM165. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 - Dealing in securities 2007-08-30 2009-03-24
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 4 - Advising on securities 2007-08-30 2009-03-24

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