Xiaoran Yu
喻驍然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoran Yu (喻驍然), a licensed former licensee with CE reference BQB825. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-10 | 2021-02-26 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2020-09-10 | 2021-02-26 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-09-10 | 2021-02-26 |