Yat Yu Wong
王一如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Yu Wong (王一如), a licensed former licensee with CE reference BFI417. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-04 | 2019-12-31 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-04 | 2019-12-31 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-24 | 2016-10-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-24 | 2016-10-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-04-24 | 2016-10-01 |