Xiaotian Kendrick Zhu
祝驍天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaotian Kendrick Zhu (祝驍天), a licensed Representative with CE reference BEG517. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-09-13 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-09-13 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2021-09-13 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-09-13 | 2024-03-11 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2021-09-13 | 2024-03-11 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2021-09-13 | 2024-03-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-03 | 2021-07-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-03 | 2021-07-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-07-03 | 2021-07-07 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-03 | 2018-06-03 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-03 | 2018-06-03 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-10-03 | 2018-06-03 |