Shaw Ming Chia
佘紹銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaw Ming Chia (佘紹銘), a licensed former licensee with CE reference BJM103. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-22 | 2022-06-17 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 4 — Advising on securities | 2021-04-22 | 2022-06-17 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-04-22 | 2022-06-17 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-11 | 2021-04-22 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-11 | 2021-04-22 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-05-11 | 2021-04-22 |