Rowan Jin Sen Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rowan Jin Sen Tan ( ), a licensed former licensee with CE reference BNJ152. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-18 | 2021-05-12 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-14 | 2019-01-25 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-14 | 2019-01-25 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-08-14 | 2019-01-25 |