Antonette Shuk Foon Lau
劉淑歡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Antonette Shuk Foon Lau (劉淑歡), a licensed former licensee with CE reference AEI101. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-17 | 2016-07-16 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-17 | 2016-07-16 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-12 | 2012-06-26 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-12 | 2012-06-26 |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-09-01 | 2010-04-30 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-04-30 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-27 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-27 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-27 |