Vivian Tsui Man Poon
潘翠雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Tsui Man Poon (潘翠雯), a licensed former licensee with CE reference AFT338. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-07-13 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-22 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-22 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-22 |