Vivian Tsui Man Poon
潘翠雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Tsui Man Poon (潘翠雯), a licensed former licensee with CE reference AFT338. This person has 2.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-07-13 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-22 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-22 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivian Tsui Man Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.