sarah Tsz Yau Yeung
楊子悠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for sarah Tsz Yau Yeung (楊子悠), a licensed former licensee with CE reference AEU794. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-28 | 2018-06-14 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-09-24 | 2016-06-17 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-10-03 | 2008-05-27 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-24 | 2006-09-30 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-24 | 2006-09-30 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-06-01 | 2006-05-12 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-06-01 | 2006-05-12 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-05-25 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-22 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-22 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-22 |