Li Hsin Tsai
蔡立新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Hsin Tsai (蔡立新), a licensed former licensee with CE reference ABN172. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-05 | 2015-11-24 |
| Wocom Limited 宏高有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-02-05 | 2015-11-24 |
| Wocom Securities Limited 宏高證券有限公司 |
RO | Type 1 — Dealing in securities | 2003-12-30 | 2015-02-05 |
| Wocom Limited 宏高有限公司 |
RO | Type 2 — Dealing in futures contracts | 2003-12-30 | 2015-02-05 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-30 |
| Wocom Limited 宏高有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-12-30 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-25 |
| Wocom Limited 宏高有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-09-25 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-25 |
| Wocom Limited 宏高有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-25 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-25 |