Vivian Wing Wai Kwok
郭永蕙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Wing Wai Kwok (郭永蕙), a licensed Responsible Officer with CE reference AGL163. Currently licensed at 1 firm(s): METTA CAPITAL LIMITED. Active regulated activities: Type 4 - Advising on securities. This person has 23.0 years of SFC licence history. Total licence records on file: 5.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| METTA CAPITAL LIMITED |
RO | Type 4 - Advising on securities | 2013-12-09 | present |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2003-09-17 | 2013-08-31 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-11 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-11 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivian Wing Wai Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.