Legg Mason Asset Management Hong Kong Limited
美盛資產管理香港有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Legg Mason Asset Management Hong Kong Limited (美盛資產管理香港有限公司), a Hong Kong-based licensed corporation with CE reference ACT053. Current licensed staff on file: 0 (total recorded over time: 159). Earliest licence on file: 2005-10-31.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2005-10-31 | 2022-06-30 |
| Type 4 - Advising on securities | Pre-2003 | 2022-06-30 |
| Type 5 - Advising on futures contracts | Pre-2003 | 2006-09-25 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-19 |
| Type 9 - Asset management | Pre-2003 | 2015-08-28 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (159)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Lei Mei Chu 朱莉薇 | Rep 1, 4 | 2017-12 | 2022-06 |
| Rui Ding 丁睿 | Rep 1, 4 | 2020-03 | 2022-06 |
| Yuen Tsun Fung 馮苑蓁 | Rep 1, 4 | 2020-11 | 2022-06 |
| Jiawen Huang 黃賈雯 | Rep 1, 4 | 2016-02 | 2022-06 |
| Yen-Ling Kuo 郭妍伶 | Rep 1 | 2020-11 | 2022-06 |
| Kit Ching Law 羅潔貞 | Rep 1 | 2020-11 | 2022-06 |
| Hedy Su Ee Tan | Rep 1, 4, 9 | 2007-04 | 2022-06 |
| Yu-Ting Tsai 蔡毓婷 | Rep 1 | 2020-11 | 2022-06 |
| Tsz Shan Tsang 曾子山 | Rep 1 | 2020-11 | 2022-06 |
| Ching Kit Wong 王正杰 | Rep 1 | 2020-11 | 2022-06 |
| Tak Tai Wong 黃德泰 | RO 1, 4 Rep 1 | 2020-11 | 2022-06 |
| Wing Sum Wong 黃頴琛 | Rep 1, 4 | 2020-11 | 2022-06 |
| Ho Yip Alan Young 楊豪業 | RO 1, 4 | 2020-10 | 2022-06 |
| Isabella Shuet Sum Chan 陳雪心 | RO 1, 4 Rep 1, 4 | 2020-10 | 2022-06 |
| Huishan Lin 林慧珊 | Rep 1 | 2020-11 | 2022-03 |
| Yuk Lan Choi 蔡育蘭 | Rep 1 | 2020-11 | 2021-12 |
| Tsz Wai Lee 李芷慧 | Rep 1, 4 | 2015-11 | 2021-06 |
| Kwok Chee Chong 莊國幟 | Rep 1, 4 | 2019-04 | 2021-06 |
| Tsun Yin Wong 王俊彥 | Rep 1 | 2020-11 | 2021-01 |
| Brian Louis Giuliano | Rep 1 | 2021-01 | 2021-01 |
| Pui Har Chan 陳佩霞 | RO 1, 4 Rep 1, 4 | 2007-09 | 2020-12 |
| Shuyan Lu 呂樹炎 | Rep 1, 4 | 2019-10 | 2020-12 |
| Freeman Siu For Tsang 曾劭科 | RO 1, 4 Rep 1, 4, 9 | 2004-10 | 2020-10 |
| Desmond Yunjie Fu 傅雲杰 | Rep 1 | 2018-07 | 2020-09 |
| Tzu-Han Lin 林子涵 | Rep 1, 4 | 2018-11 | 2020-08 |
| Budi Aditya Akbarsjah | Rep 1, 4 | 2019-12 | 2020-07 |
| Yanchao Guo 郭艳超 | Rep 1, 4 | 2020-03 | 2020-07 |
| Pg Md Noor Sufian Pg Omar | Rep 1, 4 | 2019-09 | 2020-07 |
| Jacqueline Chi-Ching Hung 孔芷晴 | Rep 1, 4 | 2018-04 | 2020-06 |
| Zumin Patrick Jr. Tam 譚祖岷 | Rep 1, 4 | 2016-04 | 2020-06 |
| Andrew James Chambers | Rep 1 | 2020-06 | 2020-06 |
| Daniel Edmund FitzGerald | Rep 1 | 2020-06 | 2020-06 |
| Lennie Hong Heng Lim | RO 1, 4 Rep 1, 4 | 2007-09 | 2020-03 |
| Weng Keong Loke 陸永強 | Rep 1, 4, 9 | 2013-07 | 2020-03 |
| Tariq Ashfaq Ahmad | Rep 1 | 2020-01 | 2020-01 |
| Kathleen Murray Anderson | Rep 1 | 2016-02 | 2020-01 |
| Yin Moi Desmond Soon | Rep 1 | 2014-04 | 2020-01 |
| Paul Alan Danes | Rep 1 | 2019-09 | 2019-09 |
| Elliott Richard Neumayer | Rep 1 | 2018-05 | 2019-08 |
| Li Huang 黃理 | Rep 1, 4 | 2014-04 | 2019-07 |
| Tristan Hector Camp | Rep 1 | 2014-05 | 2019-06 |
| Brian Lavelle Kloss | Rep 1 | 2017-09 | 2019-06 |
| Joshua Alexander Kane | Rep 1 | 2019-03 | 2019-05 |
| Mary Jane Catherine Mc Quillen | Rep 1 | 2019-05 | 2019-05 |
| Richard Lawrence | Rep 1 | 2018-05 | 2019-05 |
| Amanda Patricia Adewale | Rep 1 | 2013-08 | 2019-05 |
| Henry Patrick Hamrock | Rep 1, 4, 9 | 2007-04 | 2019-05 |
| Prashant Chandran | Rep 1 | 2015-01 | 2019-04 |
| Wing Chung Liu 廖詠聰 | Rep 1, 4 | 2017-02 | 2019-02 |
| Dilip Phatu Badlani | Rep 4 | 2018-05 | 2018-12 |
| Richard James Gillham | Rep 1 | 2018-11 | 2018-11 |
| Douglas Richard Sue | Rep 1 | 2018-05 | 2018-06 |
| Edwina Mei Ling Ho 何美玲 | RO 1, 4 Rep 1, 4, 9 | 2005-01 | 2018-05 |
| William Anthony Hench | Rep 1, 4 | 2010-11 | 2018-03 |
| Christopher Michael Taylor | Rep 1 | 2017-12 | 2017-12 |
| Dongni Yang 楊冬旎 | Rep 1, 4 | 2012-12 | 2017-11 |
| Ajay Ashokkumar Dayal | Rep 1 | 2017-06 | 2017-06 |
| Guido Anthony Filicetti | Rep 1 | 2015-10 | 2017-04 |
| Halina Suk Yee Chui 徐淑儀 | Rep 1, 4 | 2013-12 | 2016-11 |
| James Hayden Norman | Rep 1 | 2016-05 | 2016-05 |
| Hung Kei Ip 葉鴻基 | Rep 1, 4 | 2013-05 | 2016-03 |
| Jing Zhang 張婧 | Rep 1, 4 | 2015-05 | 2016-01 |
| Mitchelle Tze Wei Chow 周紫蕙 | Rep 1, 4 | 2011-07 | 2015-09 |
| Adam Jay Petryk | Rep 1 | 2015-09 | 2015-09 |
| Regina Ma Cristina Gonzalez Borromeo | Rep 1 | 2015-06 | 2015-06 |
| Yu Hua Carol Lye | Rep 1 | 2015-06 | 2015-06 |
| Suet Ting Wong 黃雪婷 | Rep 1, 4 | 2013-11 | 2015-06 |
| John Phillip Mc Intyre | Rep 1 | 2015-03 | 2015-03 |
| Chia Liang Lian | Rep 1 | 2012-02 | 2015-03 |
| Clement Jia Yi Lee | Rep 1, 4 | 2014-08 | 2015-02 |
| Jean Jin Yu | Rep 1 | 2015-01 | 2015-01 |
| Mark James McAllister | Rep 1 | 2014-10 | 2014-10 |
| Lai Sze Chan 陳麗絲 | RO 1, 4, 5, 9 Rep 1, 4, 5, 6, 9 | Pre-2003 | 2014-07 |
| Mei Shan Chan 陳美珊 | RO 9 Rep 1, 4, 5, 9 | 2006-02 | 2014-07 |
| Chun Leung Chow 周振亮 | Rep 1, 4 | 2007-09 | 2014-07 |
| Yee Leng Yuen | Rep 1, 4, 9 | 2005-01 | 2014-07 |
| Winnie Chan 陳韻妮 | RO 9 Rep 1, 4, 9 | 2005-04 | 2014-04 |
| Lin Shi 石琳 | Rep 1, 9 | 2011-10 | 2014-04 |
| Ka Yan Ha 夏嘉欣 | Rep 1, 4 | 2013-11 | 2014-01 |
| Victor Wai Tak Chu 褚偉德 | Rep 1, 4, 9 | 2008-08 | 2013-11 |
| Samantha Shuk Yee Ho 何淑懿 | RO 9 Rep 9 | 2013-04 | 2013-11 |
| Michael Carlton Buchanan | Rep 1 | 2013-10 | 2013-10 |
| Judy May Wai Ho 何美蕙 | Rep 1, 4, 9 | 2010-01 | 2013-09 |
| Ryan David Virag | Rep 1 | 2013-09 | 2013-09 |
| Monique Kit Ting Tse 謝潔婷 | Rep 1, 4, 9 | 2006-11 | 2013-07 |
| Charrissa Wing Sze Fan 范穎詩 | Rep 1, 4 | 2010-03 | 2013-06 |
| Sui Wah Ho 何瑞華 | Rep 1, 4 | 2012-02 | 2013-05 |
| Eugene See Charm Leung 梁思湛 | RO 1, 4, 9 Rep 1, 4, 9 | 2004-12 | 2013-05 |
| Wai Ching Tsang 曾惠貞 | Rep 1, 4 | 2010-11 | 2013-05 |
| Samuel Merchant Peters | Rep 1 | 2011-10 | 2013-04 |
| Josephine Lam 林詠琪 | Rep 1, 4, 9 | 2004-07 | 2013-03 |
| Philip James Hunter | Rep 1, 9 | 2011-05 | 2013-03 |
| Shun Yip Chow 周順業 | Rep 1, 4, 9 | 2011-06 | 2013-01 |
| Theodore Walker Fetter | Rep 1 | 2013-01 | 2013-01 |
| Grammie Ting Fung Ho 何霆鋒 | Rep 1, 4 | 2011-08 | 2013-01 |
| Nuria Maria Ribas Lequerica | Rep 1 | 2012-09 | 2012-09 |
| Joshua Dunham Bateman | Rep 1, 4, 9 | 2012-01 | 2012-09 |
| Jennifer Ka Suen Ho 何嘉璇 | Rep 1, 4 | 2007-09 | 2012-07 |
| Peter Sargent Sengelmann | Rep 4 | 2009-08 | 2012-02 |
| William Herbert Miller III | Rep 1, 4 | 2007-10 | 2011-10 |
Showing 1–100 of 159