Shuyan Lu
呂樹炎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuyan Lu (呂樹炎), a licensed former licensee with CE reference BNL573. This person has 2.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-24 | 2020-12-31 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-24 | 2020-12-31 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-03 | 2019-10-19 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-11-12 | 2019-10-19 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-11-12 | 2019-10-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuyan Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.