Yu Hua Carol Lye
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Hua Carol Lye ( ), a licensed former licensee with CE reference BFP011. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-11-04 | 2024-11-08 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-24 | 2015-06-26 |