Samuel Merchant Peters
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Merchant Peters ( ), a licensed former licensee with CE reference AYE973. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-19 | 2013-04-23 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-06 | 2012-07-13 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-21 | 2011-10-28 |