Lei Mei Chu
朱莉薇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Mei Chu (朱莉薇), a licensed former licensee with CE reference AWJ929. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-01 | 2022-07-06 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-01 | 2022-07-06 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-15 | 2022-06-30 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-15 | 2022-06-30 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-22 | 2017-10-16 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-22 | 2017-10-16 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2015-09-22 | 2017-10-16 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 1 — Dealing in securities | 2013-02-05 | 2015-04-02 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 — Advising on securities | 2013-02-05 | 2015-04-02 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 9 — Asset management | 2013-02-05 | 2015-04-02 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-02 | 2013-01-09 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-02 | 2013-01-09 |