Yen-Ling Kuo
郭妍伶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yen-Ling Kuo (郭妍伶), CE reference AJK963. Currently licensed at 1 firm(s): Franklin Templeton Investments (Asia) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-01 | present |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-16 | 2022-06-30 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-13 | 2022-06-30 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-12 | 2005-08-20 |