Brian Lavelle Kloss
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Lavelle Kloss ( ), a licensed former licensee with CE reference BKC147. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-29 | 2019-06-03 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-06 | 2018-11-09 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-25 | 2017-09-29 |