Wing Chung Liu
廖詠聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Chung Liu (廖詠聰), a licensed former licensee with CE reference AZM892. This person has 12.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-20 | 2024-06-28 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-20 | 2024-06-28 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-06 | 2019-02-15 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2017-02-06 | 2019-02-15 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-28 | 2017-01-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Chung Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.