Elliott Richard Neumayer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elliott Richard Neumayer ( ), a licensed former licensee with CE reference BMY317. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-19 | 2019-08-23 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-08 | 2018-10-12 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-30 | 2018-06-01 |