Christopher Michael Taylor
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Michael Taylor ( ), a licensed former licensee with CE reference AEC940. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-01 | 2017-12-08 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | present | 2003-04-15 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | present | 2003-04-15 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-04-15 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | present | 2003-04-15 |