Richard Lawrence
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Lawrence ( ), a licensed former licensee with CE reference BMU800. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-22 | 2019-05-27 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-14 | 2018-05-18 |