Weng Keong Loke
陸永強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Weng Keong Loke (陸永強), a licensed former licensee with CE reference AQF066. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-02 | 2020-03-06 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-02 | 2020-03-06 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2013-07-02 | 2014-08-01 |
| Barings Investment Advisers (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2011-11-17 | 2013-01-18 |
| Barings Investment Advisers (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2011-11-17 | 2013-01-18 |
| Barings Investment Advisers (Hong Kong) Limited |
RO | Type 9 — Asset management | 2011-11-17 | 2013-01-18 |
| Barings Investment Advisers (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2011-04-14 | 2011-11-17 |
| Barings Investment Advisers (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2011-04-14 | 2011-11-17 |
| Barings Investment Advisers (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2011-04-14 | 2011-11-17 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-17 | 2011-03-23 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-17 | 2011-03-23 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-01-17 | 2011-03-23 |