William Herbert Miller III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Herbert Miller III ( ), a licensed former licensee with CE reference APS295. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-21 | 2011-10-28 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-22 | 2010-03-24 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-02 | 2007-10-08 |