Richard Shan Yao Chu
朱善堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Shan Yao Chu (朱善堯), a licensed Responsible Officer with CE reference AUW031. Currently licensed at 1 firm(s): AM Squared Limited. Active regulated activities: Type 9 - Asset management. This person has 11.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AM Squared Limited | RO | Type 9 - Asset management | 2024-01-31 | present |
| AM Squared Limited | Rep | Type 9 - Asset management | 2023-06-01 | 2024-01-31 |
| City Financial Investment Company (Hong Kong) Limited | RO | Type 9 - Asset management | 2017-03-16 | 2019-03-14 |
| AM Squared Limited | RO | Type 9 - Asset management | 2011-05-11 | 2016-02-08 |
| AM Squared Limited | Rep | Type 9 - Asset management | 2010-03-05 | 2011-05-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Shan Yao Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.