Richard Shan Yao Chu
朱善堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Shan Yao Chu (朱善堯), CE reference AUW031. Currently licensed at 1 firm(s): AM Squared Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AM Squared Limited | RO | Type 9 — Asset management | 2024-01-31 | present |
| AM Squared Limited | Rep | Type 9 — Asset management | 2023-06-01 | 2024-01-31 |
| City Financial Investment Company (Hong Kong) Limited | RO | Type 9 — Asset management | 2017-03-16 | 2019-03-14 |
| AM Squared Limited | RO | Type 9 — Asset management | 2011-05-11 | 2016-02-08 |
| AM Squared Limited | Rep | Type 9 — Asset management | 2010-03-05 | 2011-05-11 |