Steven Michael Miller

CE No. AHF976 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Michael Miller (), a licensed former licensee with CE reference AHF976. This person has 8.9 years of SFC licence history. Total licence records on file: 6.

Information

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Email:

Licence history

FirmRoleRegulated activityFromTo
des Voeux Partners Limited Rep Type 4 - Advising on securities 2023-03-02 2023-03-23
des Voeux Partners Limited Rep Type 9 - Asset management 2023-03-02 2023-03-23
City Financial Investment Company (Hong Kong) Limited Rep Type 9 - Asset management 2017-03-08 2019-03-14
Segantii Capital Management Limited Rep Type 9 - Asset management 2014-01-23 2015-09-23
UBS Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2007-03-08 2012-05-02
UBS Asset Management (Hong Kong) Limited Rep Type 9 - Asset management 2007-03-08 2012-05-02

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Steven Michael Miller during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Andreas Georg Mondovits UBS Asset Management (Hong Kong) Limited 2007–2012
Catherine Ka Man Cheung UBS Asset Management (Hong Kong) Limited 2007–2012
Bin Shi UBS Asset Management (Hong Kong) Limited 2007–2012
Chee Seng Chan UBS Asset Management (Hong Kong) Limited 2007–2012
Lorenz Michael Chenaux-Repond UBS Asset Management (Hong Kong) Limited 2007–2012
Yu Ming Yung UBS Asset Management (Hong Kong) Limited 2007–2012
Karena Pui San Fung UBS Asset Management (Hong Kong) Limited 2007–2012
Geoffrey Charles Barker City Financial Investment Company (Hong Kong) Limited 2017–2019
Nicholas Paley Bibby City Financial Investment Company (Hong Kong) Limited 2017–2019
Neil John Scrase City Financial Investment Company (Hong Kong) Limited 2017–2019
Johnny Yat Hong Wong UBS Asset Management (Hong Kong) Limited 2007–2011
Richard Shan Yao Chu City Financial Investment Company (Hong Kong) Limited 2017–2019
Franklin Fan Keung Lam UBS Asset Management (Hong Kong) Limited 2007–2011
Helen Yan Heung Chen UBS Asset Management (Hong Kong) Limited 2007–2011
Thomas Ka Ming Yu UBS Asset Management (Hong Kong) Limited 2008–2012
Po Ming Tseng City Financial Investment Company (Hong Kong) Limited 2017–2019
Ka Lai Lai UBS Asset Management (Hong Kong) Limited 2008–2012
Tit Tsang Chow UBS Asset Management (Hong Kong) Limited 2008–2012
Tsz Lung Lau City Financial Investment Company (Hong Kong) Limited 2017–2019
Ben Cheuk Bun Yuen UBS Asset Management (Hong Kong) Limited 2007–2012

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