Geoffrey Charles Barker

CE No. ADF374 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Charles Barker, a licensed Representative with CE reference ADF374. Currently licensed at 1 firm(s): OP Investment Management Limited. Active regulated activities: Type 9 - Asset management. This person has 19.4 years of SFC licence history. Total licence records on file: 13.

Information

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Licence history

FirmRoleRegulated activityFromTo
OP Investment Management Limited
東英投資管理有限公司
Rep Type 9 - Asset management 2025-07-03 present
Privium Fund Management (HK) Limited Rep Type 9 - Asset management 2025-03-03 2025-03-31
Segantii Capital Management Limited Rep Type 9 - Asset management 2023-09-14 2024-06-07
Deltroit (Hong Kong) Limited RO Type 4 - Advising on securities 2021-02-26 2023-06-13
Deltroit (Hong Kong) Limited RO Type 1 - Dealing in securities 2020-11-13 2023-06-13
Deltroit (Hong Kong) Limited RO Type 9 - Asset management 2019-08-16 2023-06-13
City Financial Investment Company (Hong Kong) Limited RO Type 9 - Asset management 2013-12-03 2019-08-16
Ballingal Investment Advisors Limited RO Type 4 - Advising on securities 2006-07-19 2013-09-30
Ballingal Investment Advisors Limited RO Type 5 - Advising on futures contracts 2006-07-19 2013-09-30
Ballingal Investment Advisors Limited RO Type 9 - Asset management 2006-07-19 2013-09-30
Ballingal Investment Advisors Limited Rep Type 4 - Advising on securities 2005-11-11 2006-07-19
Ballingal Investment Advisors Limited Rep Type 5 - Advising on futures contracts 2005-11-11 2006-07-19
Ballingal Investment Advisors Limited Rep Type 9 - Asset management 2005-11-11 2006-07-19

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Geoffrey Charles Barker during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Nicholas Paley Bibby City Financial Investment Company (Hong Kong) Limited 2013–2019
Neil John Scrase City Financial Investment Company (Hong Kong) Limited 2013–2019
Ronald Wing Chung Li Ballingal Investment Advisors Limited 2009–2013
Andrew Robert Thomas Ballingal Ballingal Investment Advisors Limited 2005–2013
Wei Liao City Financial Investment Company (Hong Kong) Limited 2013–2016
Poonam Dhir Ballingal Investment Advisors Limited 2010–2013
Oscar Kwok Leung Sin Ballingal Investment Advisors Limited 2010–2013
Asuka Kaminaka Deltroit (Hong Kong) Limited 2019–2023
Steven Michael Miller City Financial Investment Company (Hong Kong) Limited 2017–2019
Richard Shan Yao Chu City Financial Investment Company (Hong Kong) Limited 2017–2019
Po Ming Tseng City Financial Investment Company (Hong Kong) Limited 2017–2019
Thomas Alexander Royds Ballingal Investment Advisors Limited 2011–2013
Tsz Lung Lau City Financial Investment Company (Hong Kong) Limited 2017–2019
Andrew Mark Limond Ballingal Investment Advisors Limited 2008–2010
Stewart Kenneth Ferns Ballingal Investment Advisors Limited 2009–2011
Glen Gordon Ballingal Investment Advisors Limited 2011–2012
James St. John Squire Ballingal Investment Advisors Limited 2005–2007
Gregory Matwejev City Financial Investment Company (Hong Kong) Limited 2015–2016
Qian Xu Deltroit (Hong Kong) Limited 2021–2023
Peter Richard Rawle City Financial Investment Company (Hong Kong) Limited 2017–2018
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