Wellington Management Hong Kong Limited

威靈頓管理香港有限公司
CE No. AJB478 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wellington Management Hong Kong Limited (威靈頓管理香港有限公司), a Hong Kong-based licensed corporation with CE reference AJB478. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 84 (total recorded over time: 286). Earliest licence on file: 2003-09-18.

Category:
Buyside · Wealth management
Registered address:
17/F, Two International Finance Centre, 8 Finance Street, Central
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2003-09-18 present
Type 2 - Dealing in futures contracts 2013-05-15 present
Type 4 - Advising on securities 2003-09-18 present
Type 9 - Asset management 2008-03-05 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (286)

Active on date
Name Activities First licensed To
Jae Won Chang RO 1, 2 Rep 1, 2 2014-05 Present
Philip Fei Fei Fan 范飛飛 RO 9 Rep 1, 4, 9 2015-11 Present
Ming Kei Hui 許銘基 RO 1, 4 Rep 1, 4 2018-10 Present
Ping Kwok 郭蘋 RO 1, 4 Rep 1, 4, 9 2008-01 Present
Bo Zhang Meunier RO 4, 9 Rep 4, 9 2011-04 Present
Janet Anandhi Perumal RO 1, 2, 4, 9 Rep 1, 4 2014-05 Present
Cedric Roger Armand Jean-Yves Pouillart RO 1, 2, 4, 9 2013-05 Present
Steven Carl Angeli Rep 1, 4 2023-04 Present
Edward Bolles Baldini Rep 1, 4 2017-03 Present
Philip Andrew Brooks Rep 1, 4 2011-01 Present
Jeremy Hemantha Butterworth Rep 1, 4 2023-05 Present
Alexander Royston Chambers Rep 1, 4 2022-12 Present
Xiaoya Che 車晓婭 Rep 1, 4 2021-01 Present
Ben Chen 陳柏岑 Rep 1, 4, 9 2020-06 Present
Ziyun Chen 陳子蘊 Rep 1 2023-06 Present
Nok Chi Cheng 鄭諾芝 Rep 1, 4 2022-07 Present
Fuk Shing Cheung 張福城 Rep 1, 4 2026-02 Present
Wing Kui Cheung 張詠鉅 Rep 1, 4 2022-12 Present
Chi Kin Joe Chung Rep 1, 4 2024-05 Present
Samuel Oscar Cox Rep 1, 4 2025-05 Present
Charles Patrick Vesey Crichton Rep 1, 4 2024-03 Present
Junxiang Cui 崔俊翔 Rep 1, 4 2015-10 Present
Xiaowen Dai 戴小文 Rep 1, 4 2024-05 Present
Ross Peter Dilkes Rep 1, 4 2024-04 Present
Daire Timothy Dunne Rep 1, 4, 9 2014-07 Present
Connor FitzGerald Rep 1, 4 2024-07 Present
Robert Campe Goodman III Rep 1, 4 2018-09 Present
Stephen Alexander Gorman Rep 1, 4 2025-10 Present
Yue Guo 郭越 Rep 1, 4 2025-02 Present
Simon Charles Henry Rep 1, 4 2014-07 Present
Ehab Hosny Rep 1, 4 2025-09 Present
Qin Huang 黃沁 Rep 1, 4 2025-05 Present
Cheuk Ting Hung 洪綽廷 Rep 1, 4 2025-09 Present
Roberto Jose Isch Rep 1, 4 2024-03 Present
Davina Vijitha Joseph Rep 1, 9 2023-06 Present
Takuma Kamimura Rep 1, 4, 9 2025-08 Present
Chi Lam Kao 高志霖 Rep 1, 4 2026-04 Present
Vasuki Kaushik Rep 1, 2 2024-01 Present
Boris Xavier Marie Kergall Rep 1, 4 2024-04 Present
Beum Joo Kim 金範柱 Rep 1, 4 2022-08 Present
Jee Won Kim 金智元 Rep 1, 4 2022-09 Present
Soonki Kook 鞠淳起 Rep 1, 4, 9 2018-11 Present
Jason Kwah 郭維邦 Rep 9 2022-01 Present
Ting Gee Kwan 關婷之 Rep 1, 4 2019-10 Present
Felix Ka Fung Lau 劉嘉峰 Rep 1, 4 2024-10 Present
Desmond Wing Sin Lee 李永善 Rep 1, 4 2018-11 Present
Ken Ning Li 李鍵靈 Rep 1, 4 2021-08 Present
Philip Yee Lap Li 李以立 Rep 1, 4 2019-09 Present
Matthew Thomas Lipton Rep 1, 4 2018-10 Present
Long Pak Rambo Lo 盧朗柏 Rep 1, 4 2022-10 Present
Pui Man Lo 勞珮雯 Rep 1, 4 2022-12 Present
Alistair John MacDonald Rep 1, 4 2023-04 Present
Timothy Newton Manning Rep 1, 4 2024-09 Present
Cheuk Hei Marcus Mo 武倬禧 Rep 1, 4 2025-07 Present
Christopher Scott Perret Rep 1, 4 2019-12 Present
Schuyler Shearson Reece Rep 1, 4 2024-11 Present
Sean Carvin Reynolds Rep 1, 4 2025-01 Present
Nicholas Lawrence Samouilhan Rep 1, 4 2023-05 Present
Andrew David Sharp Paul Rep 1, 4 2015-03 Present
Chi Kay So 蘇智琪 Rep 1, 4 2024-11 Present
Joo Rak Son Rep 1, 2 2022-11 Present
Jiyun Song Rep 1, 4 2023-05 Present
Xuewei Su 蘇雪瑋 Rep 1, 4, 9 2018-11 Present
Yat Hei Sy 施日晞 Rep 1 2025-05 Present
Eng Kiat Jonathan Tan Rep 1, 4 2025-01 Present
Ying Ting Sherilyn Tan Rep 1, 4 2025-09 Present
Zhaohuan Tian 田肇寰 Rep 1, 4, 9 2019-12 Present
Terence Michael Tow Rep 1, 4, 9 2022-07 Present
Naveen Venkataramani Rep 1, 4 2026-06 Present
Siu Kin Wan 尹肇堅 Rep 1, 2 2019-11 Present
Ruokun Wang 王若坤 Rep 1, 4, 9 2019-03 Present
Shuning Wang 汪姝凝 Rep 1, 4 2025-04 Present
Tiansi Wang 王天思 Rep 1, 4 2022-12 Present
Ching Man Wong 王正汶 Rep 1, 4 2026-06 Present
Mei Ling Wong 黃美玲 Rep 1, 4 2017-06 Present
Yan Xie 謝言 Rep 1, 4 2023-08 Present
Yan Yang 楊琰 Rep 1, 4 2009-04 Present
Tat Wing Yau 邱達榮 Rep 1 2025-08 Present
Jiayan Yu 郁嘉言 Rep 1, 4, 9 2016-05 Present
Jiabin Zhang 張嘉賓 Rep 1, 4 2019-03 Present
Xiaying Zhang 張夏穎 Rep 1, 4 2022-11 Present
Jin Zheng 鄭瑾 Rep 1, 4 2019-12 Present
Bo Zhou 周波 Rep 1, 4, 9 2026-04 Present
Yue Zhu 朱玥 Rep 1, 4 2023-06 Present
Nilesh Kumar Rep 1, 4 2024-11 2026-08
Joshua Michael Berger RO 4, 9 2025-11 2026-06
Bryan Yi En Tan Rep 1, 4 2026-06 2026-06
Robert Andrew Heiskell Rep 1, 4 2025-07 2026-05
Martin Lukac Rep 1, 4 2026-05 2026-05
Emily Eileen Shanks Rep 1, 4 2025-05 2026-05
Eric Michael Tanaka Rep 1, 4 2026-05 2026-05
Diana Dengo Rep 1, 4 2026-01 2026-05
Winnie Wai Yee Ho 何慧兒 Rep 1, 4 2019-07 2026-04
Chun Shing Tran 陳俊成 Rep 1, 4 2021-09 2026-04
Anna Elisabeth Lunden Rep 1, 4 2026-04 2026-04
See See Cecilia Yeung 楊思詩 Rep 1, 4 2021-06 2026-04
Michael Gregory Toman Rep 1, 4 2026-03 2026-03
Michael James Trihy Rep 1, 4 2026-02 2026-02
Tin Mun Clara Cheong Rep 1, 4 2026-01 2026-02
Laura Mistretta Kirk Rep 1, 4 2026-01 2026-02
Showing 1–100 of 286

Other Hong Kong SFC firms with overlapping regulated activities

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 4 shared activity types - 華泰金融控股(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 425 staff - 4 shared activity types - 招商證券(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 408 staff - 4 shared activity types - 宏利投資管理(香港)有限公司

BlackRock Asset Management North Asia Limited

CE AFF275 - 240 staff - 4 shared activity types - 貝萊德資產管理北亞有限公司

SinoPac Securities (Asia) Limited

CE BIZ502 - 222 staff - 4 shared activity types - 永豐金證券(亞洲)有限公司

Futu Securities International (Hong Kong) Limited

CE AZT137 - 211 staff - 4 shared activity types - 富途證券國際(香港)有限公司

HSBC Global Asset Management (Hong Kong) Limited

CE AAF684 - 205 staff - 4 shared activity types

FIL Investment Management (Hong Kong) Limited

CE AAG408 - 187 staff - 4 shared activity types - 富達基金(香港)有限公司

Related