Aditi Puri

CE No. AHX007 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aditi Puri (), CE reference AHX007. Currently licensed at 1 firm(s): PGIM (Hong Kong) Limited. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
PGIM (Hong Kong) Limited
保德信(香港)有限公司(以JennisonAssociates名義經營業務)
Rep Type 1 — Dealing in securities 2024-09-01 present
PGIM (Hong Kong) Limited
保德信(香港)有限公司(以JennisonAssociates名義經營業務)
Rep Type 4 — Advising on securities 2024-09-01 present
PGIM (Hong Kong) Limited
保德信(香港)有限公司(以JennisonAssociates名義經營業務)
Rep Type 1 — Dealing in securities 2024-08-12 2024-08-31
PGIM (Hong Kong) Limited
保德信(香港)有限公司(以JennisonAssociates名義經營業務)
Rep Type 4 — Advising on securities 2024-08-12 2024-08-31
Capital International, Inc.
Rep Type 9 — Asset management 2015-02-18 2023-03-31
Merrill Lynch (Asia Pacific) Limited Rep Type 1 — Dealing in securities present 2004-06-18
Merrill Lynch (Asia Pacific) Limited Rep Type 4 — Advising on securities present 2004-06-18
Merrill Lynch (Asia Pacific) Limited Rep Type 6 — Advising on corporate finance present 2004-06-18
Merrill Lynch (Asia Pacific) Limited Rep Type 7 — Providing automated trading services present 2004-06-18
Merrill Lynch (Asia Pacific) Limited Rep Type 9 — Asset management present 2004-06-18

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