Aditi Puri
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aditi Puri, a licensed Representative with CE reference AHX007. Currently licensed at 1 firm(s): Wellington Management Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 11.4 years of SFC licence history. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2026-09-28 | present |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2026-09-28 | present |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以保德信固定收益、保德信房地產,保德信投資,保德信私募另類投資及JennisonAssociates名義經營業務) |
Rep | Type 1 - Dealing in securities | 2024-09-01 | 2026-07-09 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以保德信固定收益、保德信房地產,保德信投資,保德信私募另類投資及JennisonAssociates名義經營業務) |
Rep | Type 4 - Advising on securities | 2024-09-01 | 2026-07-09 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以保德信固定收益、保德信房地產,保德信投資,保德信私募另類投資及JennisonAssociates名義經營業務) |
Rep | Type 1 - Dealing in securities | 2024-08-12 | 2024-08-31 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以保德信固定收益、保德信房地產,保德信投資,保德信私募另類投資及JennisonAssociates名義經營業務) |
Rep | Type 4 - Advising on securities | 2024-08-12 | 2024-08-31 |
| Capital International, Inc. | Rep | Type 9 - Asset management | 2015-02-18 | 2023-03-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-06-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-06-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-06-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Aditi Puri during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.