Daiwa Capital Markets Trading Hong Kong Limited
大和資本市場金融交易香港有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daiwa Capital Markets Trading Hong Kong Limited (大和資本市場金融交易香港有限公司), a Hong Kong-based licensed corporation with CE reference AGS075. Current licensed staff on file: 0 (total recorded over time: 91). Earliest licence on file: 2007-10-10.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2016-10-25 |
| Type 2 - Dealing in futures contracts | 2007-10-10 | 2016-10-25 |
| Type 4 - Advising on securities | Pre-2003 | 2004-07-23 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-23 |
| Type 9 - Asset management | Pre-2003 | 2004-07-23 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (91)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hironori Oka | RO 1, 2 | 2011-06 | 2016-03 |
| Satoshi Terasawa | RO 2 | 2015-05 | 2016-03 |
| Shiko Yanagisawa | RO 1, 2 | 2015-07 | 2016-03 |
| Julia Wai Nga Chan 陳慧雅 | Rep 1 | 2010-11 | 2016-01 |
| Philip Ching Kei Chung 鍾正祺 | Rep 1, 2 | 2010-11 | 2016-01 |
| Lawrence Kwok Hung Wong 王國雄 | Rep 1, 2 | 2009-03 | 2016-01 |
| Wai Yan Wong 黃惠恩 | RO 1 Rep 1 | 2010-11 | 2016-01 |
| Fu Wah Ting 丁富華 | Rep 1, 2 | 2008-01 | 2015-10 |
| Tetsuo Akuzawa | RO 1, 2 | 2013-07 | 2015-07 |
| Katie Chee Lai Wan 溫子麗 | Rep 1 | 2010-11 | 2015-07 |
| Joyce Lok Yee Lam 林樂怡 | Rep 1 | 2010-11 | 2015-03 |
| Ivan Sze Yuen Wong 王士元 | RO 1 Rep 1, 2 | 2008-01 | 2015-03 |
| Chun Chung Chan 陳振聰 | RO 2 Rep 1 | 2006-05 | 2015-01 |
| Kin Wah Chan 陳鍵華 | RO 1, 2 Rep 1, 4, 6, 9 | Pre-2003 | 2015-01 |
| Man Chi Cheng 鄭敏芝 | Rep 1 | 2006-05 | 2015-01 |
| Keng Chun Yeo 楊慶春 | Rep 1, 2 | 2008-04 | 2014-09 |
| Ronnie Kin Yu Chan 陳建宇 | Rep 1, 2 | 2004-09 | 2014-01 |
| Flora Wing Shuen Chan 陳穎璇 | Rep 1 | 2011-12 | 2013-11 |
| Siu Kiu Cheung 張小喬 | Rep 1 | 2010-11 | 2013-11 |
| Marc Steven Jenn | Rep 1 | 2008-11 | 2013-11 |
| Henry Roger Jacques Parker | Rep 1 | 2013-07 | 2013-11 |
| Jamie Richard Sambruck | Rep 1 | 2012-11 | 2013-11 |
| Jan Souleyman | Rep 1 | 2011-04 | 2013-11 |
| Maggie Ching Han Woo 胡靜嫻 | Rep 1 | 2010-11 | 2013-11 |
| Abbie Man Yan Yip 葉文炘 | Rep 1 | 2010-11 | 2013-11 |
| Ka Lai Yuen 阮嘉麗 | Rep 1 | 2010-11 | 2013-11 |
| Yang Liu 劉洋 | Rep 1 | 2011-04 | 2013-09 |
| Masami Tada | RO 1, 2 | 2012-06 | 2013-07 |
| John Richard Key | Rep 1 | 2010-11 | 2013-05 |
| Cyril Tikhomiroff | Rep 1 | 2011-05 | 2012-12 |
| Dominique Jean Rene Blanchard | Rep 1, 2 | 2011-04 | 2012-12 |
| Spencer Darryl Dobkins | Rep 1 | 2010-11 | 2012-10 |
| Roy France | Rep 1 | 2005-10 | 2012-10 |
| Naoki Watanabe | Rep 1 | 2010-11 | 2012-10 |
| Bansuk Kim | Rep 1, 2 | 2011-05 | 2012-09 |
| Masashi Maetani 前谷雅司 | Rep 1, 2 | 2012-04 | 2012-08 |
| Terence Ching Leung Cheung 張正樑 | RO 1, 2 Rep 1, 4, 6, 9 | Pre-2003 | 2012-07 |
| Shingo Shiozumi | Rep 1, 2 | 2012-04 | 2012-07 |
| Niraj Mahendra Gupta | Rep 1, 2 | 2011-05 | 2012-06 |
| Jae Hoon Hwang | Rep 1, 2 | 2011-05 | 2012-06 |
| Yuk Yee Patricia Leung 梁玉儀 | Rep 1 | 2011-05 | 2012-06 |
| Kathy Li 李嘉怡 | Rep 1 | 2010-11 | 2012-06 |
| Kit Lan Lo 羅潔蘭 | Rep 1 | 2010-11 | 2012-06 |
| Shih-Hung Lo 羅仕泓 | Rep 1, 2 | 2010-11 | 2012-05 |
| Jinrong Andy Wong 黃金融 | Rep 1, 2 | 2011-01 | 2012-04 |
| Takashi Yokosuka 橫須賀 | Rep 1, 2 | 2010-12 | 2012-04 |
| Yoshio Urata | RO 1, 2 | 2011-04 | 2012-03 |
| Sharon Yuen Ting Chan 陳婉婷 | Rep 1 | 2010-11 | 2012-03 |
| David Sarkis | Rep 1, 2 | 2010-11 | 2012-03 |
| Boris Xavier Feschet | Rep 1, 2 | 2011-03 | 2012-03 |
| Yuk Bing Chan 陳玉冰 | Rep 1 | 2010-11 | 2012-03 |
| David Jun Hao Chua 蔡俊豪 | Rep 1 | 2011-04 | 2012-02 |
| Lap Fung Ng 伍立峯 | Rep 1 | 2010-11 | 2012-02 |
| Michiel Symoens | Rep 1 | 2010-11 | 2012-02 |
| Koji Horiai | Rep 1, 2 | 2011-05 | 2012-01 |
| Shojiro Fukano 深野正二朗 | Rep 1 | 2011-05 | 2011-10 |
| Kyonosuke Yoshida | Rep 1 | 2010-12 | 2011-10 |
| Ka Fai Yu 余家輝 | Rep 1, 2 | 2005-10 | 2011-09 |
| Hsin Chiao 焦訢 | Rep 1, 2 | 2011-05 | 2011-09 |
| On Ki Pang 彭安琪 | Rep 1 | 2010-11 | 2011-09 |
| Adam Aaron Cowperthwaite | Rep 1, 2 | 2010-11 | 2011-09 |
| David James Hannan | Rep 1, 2 | 2011-05 | 2011-09 |
| Edouard Yves Maurice Pierre Hoepffner | Rep 1, 2 | 2011-05 | 2011-09 |
| Kit Shan Lee 李潔珊 | Rep 1 | 2010-11 | 2011-09 |
| Rex Sui Yan Lo 盧穗欣 | Rep 1 | 2010-11 | 2011-09 |
| Julien Petit-Pasquier | Rep 1, 2 | 2010-11 | 2011-09 |
| Ho Ming Tang 鄧可明 | Rep 1 | 2010-11 | 2011-09 |
| Anson Gong Wah Wong 黃江華 | Rep 1, 2 | 2011-05 | 2011-09 |
| Chi Wo Ko 高志和 | Rep 1 | 2010-11 | 2011-02 |
| Allan Lim | Rep 1, 2 | 2009-04 | 2010-11 |
| Didier Louis M. van Runckelen 王令龍 | Rep 1, 2 | 2008-01 | 2010-11 |
| Kwok Cheung Wong 黃國彰 | Rep 1, 2 | 2008-03 | 2010-11 |
| George Kwok Tung Ngan 顏國棟 | RO 1 Rep 1 | 2003-06 | 2008-12 |
| Wah Cheung Chu 朱華章 | Rep 1, 2 | 2006-05 | 2008-11 |
| Kwang Su Heo 許光洙 | Rep 1, 2 | 2007-12 | 2008-11 |
| Katherine Chan 陳家歡 | Rep 1 | 2004-11 | 2008-11 |
| Hatem Berrima | Rep 1 | 2008-03 | 2008-08 |
| Wei-Chia Su 蘇威嘉 | Rep 1 | 2005-01 | 2008-05 |
| Jason Tseng | Rep 1 | 2006-07 | 2007-08 |
| Sai Lung Chiong 張世龍 | Rep 1 | 2006-05 | 2007-07 |
| Darren Carter | RO 1, 4, 6, 9 | Pre-2003 | 2007-01 |
| Hsiang Chuan Fu 傅祥銓 | Rep 1 | 2005-10 | 2006-04 |
| Tsz Lung Lau 劉子龍 | Rep 1 | 2004-02 | 2006-04 |
| Florence Hiu Man Ip 葉曉雯 | Rep 1 | 2003-05 | 2006-03 |
| Kwong Yu Lam 林光宇 | Rep 1 | 2005-10 | 2006-03 |
| Ahsan Pervez | Rep 1 | 2005-12 | 2006-03 |
| Tin Lam Wong 黃天嵐 | Rep 1 | 2004-04 | 2005-08 |
| Ka Yeung Chan 陳嘉陽 | Rep 1 | 2004-09 | 2005-01 |
| Wai Chi Chan 陳慧芝 | Rep 1 | 2003-07 | 2004-07 |
| Sajeev Sirpal | RO 1, 4, 6, 9 | Pre-2003 | 2003-10 |
| Frank Dominick | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
Showing 1–91 of 91