David James Hannan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David James Hannan ( ), a licensed former licensee with CE reference AMS327. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2016-12-09 | 2021-05-31 |
| Vantage Capital Markets HK Limited | Rep | Type 2 — Dealing in futures contracts | 2016-12-09 | 2021-05-31 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-24 | 2011-09-03 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-24 | 2011-09-03 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-29 | 2011-09-03 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-29 | 2011-09-03 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-15 | 2008-09-01 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-15 | 2008-09-01 |