Yang Liu
劉洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Liu (劉洋), a licensed Responsible Officer with CE reference AXD891. Currently licensed at 1 firm(s): Pinpoint Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 14.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pinpoint Asset Management Limited 保銀資產管理有限公司 |
RO | Type 9 - Asset management | 2026-03-06 | present |
| Pinpoint Asset Management Limited 保銀資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-06-03 | 2026-03-06 |
| Segantii Capital Management Limited | Rep | Type 9 - Asset management | 2018-05-23 | 2020-03-17 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-07 | 2018-03-23 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-10-07 | 2018-03-23 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-21 | 2013-09-28 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-21 | 2013-09-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yang Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.