Fu Wah Ting

丁富華
CE No. AOE212 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fu Wah Ting (丁富華), CE reference AOE212. Currently licensed at 1 firm(s): Merdeka Investment Management Limited. Total licence records on file: 25.

Licence history

FirmRoleRegulated activityFromTo
Merdeka Investment Management Limited
領智投資管理有限公司
RO Type 4 — Advising on securities 2025-10-08 present
Merdeka Investment Management Limited
領智投資管理有限公司
RO Type 9 — Asset management 2025-10-08 present
Merdeka Investment Management Limited
領智投資管理有限公司
Rep Type 4 — Advising on securities 2025-09-02 2025-10-08
Merdeka Investment Management Limited
領智投資管理有限公司
Rep Type 9 — Asset management 2025-09-02 2025-10-08
Novel Wealth Management Limited
諾緯資產管理有限公司
RO Type 1 — Dealing in securities 2025-04-17 2025-08-31
Novel Wealth Management Limited
諾緯資產管理有限公司
RO Type 4 — Advising on securities 2025-04-17 2025-08-31
Novel Wealth Management Limited
諾緯資產管理有限公司
RO Type 9 — Asset management 2025-04-17 2025-08-31
Novel Wealth Management Limited
諾緯資產管理有限公司
Rep Type 4 — Advising on securities 2025-03-07 2025-04-17
Novel Wealth Management Limited
諾緯資產管理有限公司
Rep Type 9 — Asset management 2025-03-07 2025-04-17
FCS Capital Limited
締壹基石資本有限公司
RO Type 4 — Advising on securities 2023-05-25 2024-08-31
FCS Capital Limited
締壹基石資本有限公司
RO Type 9 — Asset management 2023-05-25 2024-08-31
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 — Dealing in securities 2018-11-30 2020-09-30
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 4 — Advising on securities 2018-11-30 2020-09-30
J.P. Morgan Broking (Hong Kong) Limited Rep Type 1 — Dealing in securities 2016-05-16 2017-07-25
J.P. Morgan Broking (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts 2016-05-16 2017-07-25
J.P. Morgan Broking (Hong Kong) Limited Rep Type 4 — Advising on securities 2016-05-16 2017-07-25
J.P. Morgan Broking (Hong Kong) Limited Rep Type 5 — Advising on futures contracts 2016-05-16 2017-07-25
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 1 — Dealing in securities 2015-10-19 2016-04-22
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2015-10-19 2016-04-22
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 7 — Providing automated trading services 2015-10-19 2016-04-22
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 2 — Dealing in futures contracts 2012-04-10 2015-10-01
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 1 — Dealing in securities 2010-11-20 2015-10-01
Daiwa Capital Markets Trading Hong Kong Limited
大和資本市場金融交易香港有限公司
Rep Type 2 — Dealing in futures contracts 2008-08-13 2015-10-01
Daiwa Capital Markets Trading Hong Kong Limited
大和資本市場金融交易香港有限公司
Rep Type 1 — Dealing in securities 2008-01-07 2015-10-01
KBC Financial Products Hong Kong Limited
比聯金融產品香港有限公司
Rep Type 1 — Dealing in securities 2006-11-21 2010-11-20

Related