Wah Cheung Chu
朱華章
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Cheung Chu (朱華章), CE reference AEC727. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manford Financial Limited 民鋒金融有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-09 | 2026-01-30 |
| Manford Financial Limited 民鋒金融有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-02-09 | 2026-01-30 |
| Manford Financial Limited 民鋒金融有限公司 |
RO | Type 5 — Advising on futures contracts | 2022-02-09 | 2026-01-30 |
| Greencourt Financial Co., Limited 綠庭金融有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-05 | 2021-12-17 |
| Greencourt Financial Co., Limited 綠庭金融有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-11 | 2021-01-05 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-03 | 2020-11-30 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-06-03 | 2020-11-30 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-24 | 2019-06-03 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-05-24 | 2019-06-03 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-26 | 2018-12-25 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-26 | 2018-12-25 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-28 | 2008-11-22 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-17 | 2008-11-22 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-15 | 2008-11-22 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-03 | 2006-03-06 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-09-03 | 2006-03-06 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-23 | 2004-08-26 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-23 | 2004-08-26 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-07-23 | 2004-08-26 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-27 | 2004-07-21 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-04-27 | 2004-07-21 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-03 | 2004-04-15 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-03 | 2004-04-15 |