Yoshio Urata
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yoshio Urata ( ), a licensed former licensee with CE reference AUT774. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
RO | Type 1 — Dealing in securities | 2011-04-06 | 2012-03-31 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-04-06 | 2012-03-31 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-04-06 | 2012-03-31 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 — Dealing in securities | 2010-03-24 | 2012-03-31 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 4 — Advising on securities | 2010-03-24 | 2012-03-31 |