Katie Chee Lai Wan
溫子麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katie Chee Lai Wan (溫子麗), a licensed former licensee with CE reference ASX211. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-20 | 2015-07-01 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-02 | 2015-07-01 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-17 | 2010-11-20 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-07 | 2009-12-14 |