Shingo Shiozumi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shingo Shiozumi ( ), a licensed former licensee with CE reference AZG945. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-17 | 2012-07-14 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-17 | 2012-07-14 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-17 | 2012-07-14 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-17 | 2012-07-14 |