Kathy Li
李嘉怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kathy Li (李嘉怡), a licensed former licensee with CE reference AGW424. This person has 9.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-20 | 2012-06-20 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-02 | 2012-06-20 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-15 | 2010-11-20 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-03 |
| NNIP Hong Kong Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-01-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kathy Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.