George Kwok Tung Ngan
顏國棟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for George Kwok Tung Ngan (顏國棟), a licensed former licensee with CE reference ABS459. This person has 5.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-31 | 2008-12-31 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-31 | 2008-12-31 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
RO | Type 1 - Dealing in securities | 2003-06-16 | 2007-01-31 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
RO | Type 1 - Dealing in securities | 2003-06-16 | 2007-01-31 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-16 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-19 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-19 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as George Kwok Tung Ngan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.