Johannes Kaps
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johannes Kaps, a licensed Responsible Officer with CE reference AKW700. Currently licensed at 1 firm(s): HS Group (Hong Kong) Limited. Active regulated activities: Type 9 - Asset management. This person has 21.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HS Group (Hong Kong) Limited | RO | Type 9 - Asset management | 2013-09-17 | present |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-29 | 2012-09-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2004-06-30 | 2012-09-15 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Johannes Kaps during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Michael Patrick Garrow | HS Group (Hong Kong) Limited | 2013–present |
| Anna Klavins | HS Group (Hong Kong) Limited | 2013–present |
| Wen Jie Jonathan Ng | HS Group (Hong Kong) Limited | 2017–present |
| Aayesha Anil Ghanekar | HS Group (Hong Kong) Limited | 2019–present |
| Raza Ali Jafree | HS Group (Hong Kong) Limited | 2025–present |
| Ryan Shailesh Shah | HS Group (Hong Kong) Limited | 2025–present |