Justin Ming Hon Lai
黎明瀚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Justin Ming Hon Lai (黎明瀚), CE reference AWY011. Currently licensed at 1 firm(s): Hill Ocean Capital Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hill Ocean Capital Limited 山海資本有限公司 |
RO | Type 9 — Asset management | 2021-09-30 | present |
| COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-19 | 2020-06-28 |
| COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 |
RO | Type 4 — Advising on securities | 2019-08-19 | 2020-06-28 |
| COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 |
RO | Type 9 — Asset management | 2018-09-28 | 2020-06-28 |
| COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 |
Rep | Type 9 — Asset management | 2018-08-23 | 2018-09-28 |
| Orion Investment Management Limited | RO | Type 1 — Dealing in securities | 2017-02-16 | 2017-07-17 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-09-08 | 2016-06-06 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-09-08 | 2016-06-06 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-09-08 | 2016-06-06 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-08 | 2011-09-08 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-08 | 2011-09-08 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-03-08 | 2011-09-08 |