Xinyi Zhao
趙馨怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinyi Zhao (趙馨怡), a licensed Responsible Officer with CE reference ATO858. Currently licensed at 1 firm(s): HUAJIN International Investment Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HUAJIN International Investment Management Limited 華金國際投資管理有限公司 |
RO | Type 9 — Asset management | 2022-08-31 | present |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-17 | 2021-07-16 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-01-17 | 2021-07-16 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-04 | 2012-10-31 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-08-24 | 2011-03-24 |