Patrick James Porritt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick James Porritt, a licensed Representative with CE reference AZY046. Currently licensed at 1 firm(s): EFM Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 4.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EFM Asset Management Limited | Rep | Type 9 - Asset management | 2025-04-11 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-08-14 | 2015-11-13 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-08-14 | 2015-11-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-08-14 | 2015-11-13 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2014-08-14 | 2015-11-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2014-08-14 | 2015-11-13 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2014-08-14 | 2015-11-13 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-07-27 | 2014-05-03 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Patrick James Porritt during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jeffrey Gerard Emmanuel | EFM Asset Management Limited | 2025–present |
| Martin Frank Warwick | EFM Asset Management Limited | 2025–present |
| Simiao Deng | EFM Asset Management Limited | 2025–present |
| Wing Tuen Ho | EFM Asset Management Limited | 2025–present |
| Stuart Bruce Smith | EFM Asset Management Limited | 2025–present |
| Daniel Andrew Heyler | EFM Asset Management Limited | 2025–2026 |
| Daryl Chen How Tng | EFM Asset Management Limited | 2025–present |
| Anthony James Davies | EFM Asset Management Limited | 2025–present |
| Peidong Zhao | EFM Asset Management Limited | 2025–2026 |
| Russell Dennis Keenan | EFM Asset Management Limited | 2025 |
| Pui Fei Ralph Tam | EFM Asset Management Limited | 2026–present |