Patrick James Porritt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick James Porritt, CE reference AZY046. Currently licensed at 1 firm(s): EFM Asset Management Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EFM Asset Management Limited |
Rep | Type 9 — Asset management | 2025-04-11 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-08-14 | 2015-11-13 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2014-08-14 | 2015-11-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2014-08-14 | 2015-11-13 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2014-08-14 | 2015-11-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2014-08-14 | 2015-11-13 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2014-08-14 | 2015-11-13 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-07-27 | 2014-05-03 |