Jeffrey Gerard Emmanuel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeffrey Gerard Emmanuel, a licensed Responsible Officer with CE reference AXR096. Currently licensed at 1 firm(s): EFM Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 12.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EFM Asset Management Limited | RO | Type 9 - Asset management | 2015-11-04 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-21 | 2013-07-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2011-07-21 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-07-21 | 2013-07-16 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Jeffrey Gerard Emmanuel during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Martin Frank Warwick | EFM Asset Management Limited | 2015–present |
| Stuart Bruce Smith | EFM Asset Management Limited | 2018–present |
| Angus Campbell Walker | EFM Asset Management Limited | 2016–2023 |
| Russell Dennis Keenan | EFM Asset Management Limited | 2019–2025 |
| Simiao Deng | EFM Asset Management Limited | 2020–present |
| Adam John Lee | EFM Asset Management Limited | 2018–2024 |
| Wing Tuen Ho | EFM Asset Management Limited | 2021–present |
| Anthony Casey Wilson | EFM Asset Management Limited | 2016–2020 |
| Damien John Abdallah | EFM Asset Management Limited | 2016–2020 |
| Daniel Andrew Heyler | EFM Asset Management Limited | 2024–2026 |
| Peidong Zhao | EFM Asset Management Limited | 2024–2026 |
| Matthew Donal Hegarty | EFM Asset Management Limited | 2019–2021 |
| Patrick James Porritt | EFM Asset Management Limited | 2025–present |
| Daryl Chen How Tng | EFM Asset Management Limited | 2025–present |
| Anthony James Davies | EFM Asset Management Limited | 2025–present |
| Pui Fei Ralph Tam | EFM Asset Management Limited | 2026–present |