Yue Hin Lo
羅宇軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue Hin Lo (羅宇軒), a licensed Responsible Officer with CE reference ANB463. Currently licensed at 1 firm(s): Dimension Management (HK) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dimension Management (HK) Limited |
RO | Type 9 — Asset management | 2020-07-27 | present |
| Integrity Capital Management (HK) Limited |
RO | Type 1 — Dealing in securities | 2018-12-06 | 2020-07-14 |
| Integrity Capital Management (HK) Limited |
RO | Type 4 — Advising on securities | 2018-12-06 | 2020-07-14 |
| Integrity Capital Management (HK) Limited |
RO | Type 9 — Asset management | 2014-12-30 | 2020-07-14 |
| Integrity Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2014-09-18 | 2014-12-30 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-07-02 | 2013-04-23 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-07-02 | 2013-04-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-09 | 2014-08-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-09 | 2014-08-15 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-08 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-20 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-02-20 | 2008-09-29 |