Xiao Ma
馬驍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Ma (馬驍), a licensed former licensee with CE reference BBQ430. This person has 5.4 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-09-21 | 2019-01-11 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-09-21 | 2019-01-11 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2015-09-21 | 2019-01-11 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-29 | 2015-09-05 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-29 | 2015-09-05 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-07-29 | 2015-09-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiao Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.