Jimmy Chenxi Liu
劉晨曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Chenxi Liu (劉晨曦), a licensed former licensee with CE reference BOG388. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-04 | 2024-02-19 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-04 | 2024-02-19 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-05-04 | 2024-02-19 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2019-06-27 | 2021-12-31 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2019-06-27 | 2021-12-31 |