Edward Simon Middleton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Simon Middleton ( ), a licensed former licensee with CE reference ARN102. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alvarez & Marsal Corporate Finance Limited 安邁融資顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-11-08 | 2024-09-27 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-23 | 2020-06-30 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 4 — Advising on securities | 2020-03-23 | 2020-06-30 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-03-23 | 2020-06-30 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-04 | 2020-03-23 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-04 | 2020-03-23 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-05-04 | 2020-03-23 |