Chen Zhu
朱辰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Zhu (朱辰), a licensed former licensee with CE reference AYY540. This person has 4.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-29 | 2018-11-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-08-29 | 2018-11-30 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-06 | 2014-06-13 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-06 | 2014-06-13 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-02-06 | 2014-06-13 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Chen Zhu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.