David Rhee Timblick
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Rhee Timblick, a licensed former licensee with CE reference AGI984. This person has 14.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 1 - Dealing in securities | 2013-05-24 | 2017-09-30 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 4 - Advising on securities | 2013-05-24 | 2017-09-30 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-05-24 | 2017-09-30 |
| Lazard Asia (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2007-03-20 | 2013-02-27 |
| Lazard Asia (Hong Kong) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2013-02-27 |
| Lazard Asia (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2013-02-27 |
| Lazard Asia (Hong Kong) Limited | RO | Type 9 - Asset management | Pre-2003 | 2004-08-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Rhee Timblick during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.